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Checking Position Eligibility for a Full ACATS or ATON Transfer

Whenever you want to request a full ACATS or full ATON position transfer, you can perform a position eligibility check to verify that the positions you want to transfer are eligible for your selected transfer method.

There are two ways to check position eligibility:

To manually check position eligibility for a full ACATS or full ATON position transfer

  1. Click Funding > Position Transfers.
  2. Select either ACATS or ATON as the Transfer Method.
  3. Select Full as the Type.

The Check Eligibility button appears.

  1. Click Check Eligibility.

  1. Click Enter Contract Details.

  1. Select the asset class (type of position) from the drop-down.
  2. Add positions by filling in the fields for each symbol, then clicking the +Add button.
  3. When you are done, click Submit.

The Transfer Eligibility Summary opens.

The Transfer Eligibility Summary lists all of the positions you entered and marks eligible positions with a check mark in the Eligible column. The Eligible column is blank for ineligible positions .

  1. Perform one of these optional steps:
  1. Click Finish to complete the eligibility check.
  2. If all of the positions you entered are eligible for the transfer, you can submit a new request for a full ACATS or a full ATON transfer.

To upload positions in a .CSV file

  1. Click Funding > Position Transfers.
  2. Select either ACATS or ATON as the Transfer Method.
  3. Select Full as the Type.

The Check Eligibility button appears.

  1. Click Check Eligibility.

  1. Click Upload File.

  1. Be sure you have already prepared and reviewed your .CSV file. The Upload File window lists the formatting requirements for your .CSV file.

To avoid errors, you should also review the rules for uploading positions in a .CSV file before you upload your file.

  1. Click Browse, then select the .CSV file you have prepared for this position transfer request. The name of the file that you select will appear next to the Browse button.
  2. Click Upload.

A summary of the positions in your .CSV file and their eligibility for your selected transfer method appears in the Transfer Eligibility Summary window.

  1. Optionally, click Print to print the eligibility summary.
  2. Click Finish.


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